Search Result

281 - 300 of 616 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

PERG 12.6 Practical transitional considerations

As Published: 2006

PERG 12.6 Practical transitional considerations

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

MCOB 7.4 Disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Disclosure at the start of the contract

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2006

FEES 5.9 Leaving the Financial Ombudsman Service

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions