Search Result

261 - 280 of 642 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2004

SUP App 2.7 Capital resources below the level of individual capital guidance

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure