Search Result

381 - 400 of 690 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

LR 19.1 Application

As Published: 2005

LR 19.1 Application

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts with retail customers

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

ICOB 5.3 Provision of information to retail customers

As Published: 2004

ICOB 5.3 Provision of information to retail customers