Search Result

161 - 180 of 664 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

CRED 1.1 The Credit Unions Sourcebook

As Published: 2003

CRED 1.1 The Credit Unions Sourcebook

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

PERG 2.11 What to do now ?

As Published: 2005

PERG 2.11 What to do now ?

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'