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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2001

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

PR App 3.1

As Published: 2005

PR App 3.1

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

PERG 5.11 Other aspects of exclusions

As Published: 2005

PERG 5.11 Other aspects of exclusions

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose