Search Result

61 - 80 of 363 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

PR 3.4 Supplementary prospectus

As Published: 2005

PR 3.4 Supplementary prospectus

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

LR 14.1 Application

As Published: 2005

LR 14.1 Application

PR App 3.1

As Published: 2005

PR App 3.1

FEES 4.4 Information on which Fees are calculated

As Published: 2006

FEES 4.4 Information on which Fees are calculated

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

LR 19.5 Disclosures

As Published: 2005

LR 19.5 Disclosures

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous