Search Result

161 - 180 of 470 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

MCOB 9.8 Disclosure after sale

As Published: 2004

MCOB 9.8 Disclosure after sale

MCOB 12.3 Early repayment charges

As Published: 2004

MCOB 12.3 Early repayment charges

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

MCOB 6.5 Information to be provided in the offer document or separately

As Published: 2004

MCOB 6.5 Information to be provided in the offer document or separately

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction