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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2006

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval