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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

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LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

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LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

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PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

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DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

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SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

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FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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