Search Result

41 - 60 of 445 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

LR 13.3 Contents of all circulars

As Published: 2005

LR 13.3 Contents of all circulars

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose