Search Result

41 - 60 of 537 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities