Search Result

21 - 40 of 531 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers