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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

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DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

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PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2003

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

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FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

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