Search Result
REC 4.5 FSA supervision of action by UK recognised bodies under their default rules
As Published: 2001
REC 4.5 FSA supervision of action by UK recognised bodies under their default rules
…
PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)
As Published: 2005
PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)
…
MAR 5.3 Notification of establishment of an ATS
As Published: 2004
MAR 5.3 Notification of establishment of an ATS
…
DTR 2.2 Disclosure of inside information
As Published: 2005
DTR 2.2 Disclosure of inside information
…
MCOB 1.5 Application to appointed representatives
As Published: 2004
MCOB 1.5 Application to appointed representatives
…
SUP 21.1 Form of waiver for energy market participants
As Published: 2003
SUP 21.1 Form of waiver for energy market participants
…
LR 4.3 Approval and publication of listing particulars
As Published: 2005
LR 4.3 Approval and publication of listing particulars
…
PR 2.3 Minimum information to be included in a prospectus
As Published: 2005
PR 2.3 Minimum information to be included in a prospectus
…
COB 4.2 Terms of business and client agreements with customers
As Published: 2003
COB 4.2 Terms of business and client agreements with customers
…
SUP 18.3 Insurance business transfers outside the United Kingdom
As Published: 2001
SUP 18.3 Insurance business transfers outside the United Kingdom
…
REC 2.2 Method of satisfying the recognition requirements
As Published: 2004
REC 2.2 Method of satisfying the recognition requirements
…
SUP 13A.3 Qualifications for authorisation under the Act
As Published: 2006
SUP 13A.3 Qualifications for authorisation under the Act
…