Search Result

361 - 380 of 675 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2005

PERG 4.6 Advising on regulated mortgage contracts