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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution