Search Result

61 - 80 of 558 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 19.3 Listing applications

As Published: 2005

LR 19.3 Listing applications

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

LR 3.1 Application

As Published: 2005

LR 3.1 Application

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

FEES 4.4 Information on which Fees are calculated

As Published: 2006

FEES 4.4 Information on which Fees are calculated

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

PR 2.4 Incorporation by reference

As Published: 2005

PR 2.4 Incorporation by reference

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities