Search Result

281 - 300 of 666 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

CRED 1.1 The Credit Unions Sourcebook

As Published: 2003

CRED 1.1 The Credit Unions Sourcebook

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications