Search Result

121 - 140 of 567 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

LR 16.4 Transactions

As Published: 2005

LR 16.4 Transactions

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees