Search Result

641 - 660 of 675 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

LR 16.4 Transactions

As Published: 2005

LR 16.4 Transactions

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

As Published: 2004

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

DISP 1.7 The Society of Lloyd's

As Published: 2005

DISP 1.7 The Society of Lloyd's

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

ICOB 4.3 Suitability

As Published: 2006

ICOB 4.3 Suitability

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

COB 2.2 Inducements

As Published: 2001

COB 2.2 Inducements

COB 11.1 Application

As Published: 2006

COB 11.1 Application

PERG 8.2 Introduction

As Published: 2005

PERG 8.2 Introduction

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

MCOB 12.3 Early repayment charges

As Published: 2004

MCOB 12.3 Early repayment charges

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs