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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2006

SUP 13A.3 Qualifications for authorisation under the Act

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2006

FEES 5.9 Leaving the Financial Ombudsman Service

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

ICOB 4.3 Suitability

As Published: 2006

ICOB 4.3 Suitability

LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction