Search Result

161 - 180 of 665 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 19.4 Continuing obligations

As Published: 2005

LR 19.4 Continuing obligations

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

DISP 1.2 Internal complaint handling procedures: general requirements

As Published: 2003

DISP 1.2 Internal complaint handling procedures: general requirements

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars