Search Result

101 - 120 of 582 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

LR 13.6 Related party circulars

As Published: 2005

LR 13.6 Related party circulars

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

LR 12.1 Application

As Published: 2005

LR 12.1 Application

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PR App 1.1

As Published: 2005

PR App 1.1

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose