Search Result

41 - 60 of 408 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

…

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

…

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

…

PR App 1.1

As Published: 2005

PR App 1.1

…

LR 13.5 Financial information in Class 1 Circulars

As Published: 2005

LR 13.5 Financial information in Class 1 Circulars

…

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

…

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

…

LR 13.8 Other circulars

As Published: 2005

LR 13.8 Other circulars

…

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

…

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

…

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

…

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

…

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

…

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

…

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

…

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

…

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

…

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

…

PR App 3.1

As Published: 2005

PR App 3.1

…

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

…