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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

DTR 3.1

As Published: 2005

DTR 3.1

LR 6.1 Application

As Published: 2005

LR 6.1 Application

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

COB 10.5 Modification of the best execution rule

As Published: 2001

COB 10.5 Modification of the best execution rule

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts with retail customers

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares