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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

PERG 5.11 Other aspects of exclusions

As Published: 2005

PERG 5.11 Other aspects of exclusions

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

COND 1.3 General

As Published: 2001

COND 1.3 General

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?