Search Result

341 - 360 of 688 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

MCOB 9.8 Disclosure after sale

As Published: 2004

MCOB 9.8 Disclosure after sale

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues