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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2006

SUP 13A.3 Qualifications for authorisation under the Act

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers