Search Result

101 - 120 of 598 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

LR 19.3 Listing applications

As Published: 2005

LR 19.3 Listing applications

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure