Search Result

381 - 400 of 647 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

LR 19.1 Application

As Published: 2005

LR 19.1 Application

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles