Search Result

341 - 360 of 743 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

LR 19.1 Application

As Published: 2005

LR 19.1 Application