Search Result

281 - 300 of 665 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 1.3 General

As Published: 2001

COND 1.3 General

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

MCOB 7.3 General

As Published: 2004

MCOB 7.3 General

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition