Search Result

81 - 100 of 355 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

ICOB 7.2 Group policies and third party claimants

As Published: 2005

ICOB 7.2 Group policies and third party claimants

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

COB 10.7 Periodic statements for an unregulated collective investment scheme

As Published: 2001

COB 10.7 Periodic statements for an unregulated collective investment scheme

COB 10.6 Scheme documents for an unregulated collective investment scheme

As Published: 2003

COB 10.6 Scheme documents for an unregulated collective investment scheme

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

PERG 5.11 Other aspects of exclusions

As Published: 2005

PERG 5.11 Other aspects of exclusions

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

MCOB 9.7 Disclosure at the start of the contract

As Published: 2004

MCOB 9.7 Disclosure at the start of the contract

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

FEES 4.4 Information on which Fees are calculated

As Published: 2006

FEES 4.4 Information on which Fees are calculated

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance