Search Result

61 - 80 of 675 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2001

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2006

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report