Search Result

661 - 680 of 715 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

COB 3.8 Form and content of financial promotions

As Published: 2001

COB 3.8 Form and content of financial promotions

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

COB 11.4 Depositaries

As Published: 2003

COB 11.4 Depositaries

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

MCOB 2.4 High pressure sales

As Published: 2004

MCOB 2.4 High pressure sales

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

MCOB 7.4 Disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Disclosure at the start of the contract

LR 17.1 Application

As Published: 2005

LR 17.1 Application

MCOB 2.1 Application

As Published: 2004

MCOB 2.1 Application

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements