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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

PERG 5.11 Other aspects of exclusions

As Published: 2005

PERG 5.11 Other aspects of exclusions

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting