Search Result

121 - 140 of 662 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares