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SUP 11.3 Requirements on controllers or proposed controllers under the Act
As Published: 2001
SUP 11.3 Requirements on controllers or proposed controllers under the Act
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REC 2.6 General safeguards for investors
As Published: 2004
REC 2.6 General safeguards for investors
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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary
As Published: 2006
COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary
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PERG 8.25 Advice must relate to an investment which is a security or contractually based investment
As Published: 2005
PERG 8.25 Advice must relate to an investment which is a security or contractually based investment
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LR 10.7 Transactions by specialist companies
As Published: 2005
LR 10.7 Transactions by specialist companies
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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)
As Published: 2005
PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)
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SUP 13.7 Changes to cross border services
As Published: 2001
SUP 13.7 Changes to cross border services
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SUP 15.7 Form and method of notification
As Published: 2002
SUP 15.7 Form and method of notification
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COND 2.3 Threshold condition 3: Close links
As Published: 2004
COND 2.3 Threshold condition 3: Close links
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LR 4.2 Contents and format of listing particulars
As Published: 2005
LR 4.2 Contents and format of listing particulars
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PERG 2.5 Investments and activities: general
As Published: 2005
PERG 2.5 Investments and activities: general
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