Search Result

81 - 100 of 676 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

LR 13.6 Related party circulars

As Published: 2005

LR 13.6 Related party circulars

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general