Search Result

61 - 80 of 662 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2006

SUP 13A.3 Qualifications for authorisation under the Act

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities