Search Result

481 - 500 of 676 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

MCOB 2.4 High pressure sales

As Published: 2004

MCOB 2.4 High pressure sales

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

As Published: 2002

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities

LR 18.1 Application

As Published: 2005

LR 18.1 Application

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information