Search Result

141 - 160 of 203 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

LR 13.3 Contents of all circulars

As Published: 2005

LR 13.3 Contents of all circulars

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

COB 3.6 Confirmation of compliance

As Published: 2001

COB 3.6 Confirmation of compliance

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?