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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

PR App 1.1

As Published: 2005

PR App 1.1

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background