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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

LR 19.5 Disclosures

As Published: 2005

LR 19.5 Disclosures

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

PR App 3.1

As Published: 2005

PR App 3.1

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles