Search Result

241 - 260 of 716 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

COB 11.4 Depositaries

As Published: 2003

COB 11.4 Depositaries

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose