Search Result

141 - 160 of 647 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2001

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT