Search Result

141 - 160 of 558 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements