Search Result

121 - 140 of 696 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA