Search Result

81 - 100 of 655 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement