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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction

DISP 3.9 Awards by the Ombudsman

As Published: 2003

DISP 3.9 Awards by the Ombudsman

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

As Published: 2004

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2004

CASS 1.5 Application: electronic media and E-Commerce

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

COB 9.5 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2001

COB 9.5 These provisions have been moved to the Client Assets sourcebook (CASS)